Unclaimed
Christopher Cooley is a financial advisor with Stephens, a firm with over 14 billion dollars in assets under management. Christopher has been in the industry since 1997, previously working at FTN Equity Capital Markets Corp., First Tennessee Securities Corp., SunTrust Equitable Securities, and Morgan Keegan & Company, Inc. Christopher is registered in Arkansas and Texas, and has a wide range of experience, including portfolio management for businesses and individuals, financial planning, and pension consulting. Christopher is also a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
08/09/2018 - Present
Stephens (LITTLE ROCK AR)
OH
10/21/2002 - 02/08/2010
FTN EQUITY CAPITAL MARKETS CORP. (CLEVELAND OH)
TN
03/06/2001 - 10/21/2002
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
GA
03/02/1998 - 02/28/2001
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
TN
08/30/1996 - 02/24/1998
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 09/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/1999
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 08/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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