Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Connor Stocks is a financial advisor at Prospera Financial Services, Inc. based in Paradise Valley, Arizona. Christopher has been in the financial services industry since 2022. Christopher is registered as a Registered Representative in Arizona and is licensed to provide investment advice in Arizona, New Mexico and Texas. Christopher holds the Series 7TO, Series 63 and Series 65 licenses, as well as the SIE certification. Christopher specializes in providing financial advice to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
AZ
06/26/2023 - Present
Prospera Financial Services, Inc. (Paradise Valley AZ)
IA
Issued 06/23/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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