Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Connell Barton is an investment advisor representative with LPL Financial LLC based in Paramus, NJ. Christopher is a registered investment advisor in New Jersey, South Carolina and Texas. Christopher has over 25 years of experience in the financial services industry and has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Quick & Reilly, Inc., Gruntal & Co., L.L.C., Smith Barney Inc. and PaineWebber Incorporated. Christopher is a Series 7 and Series 63 licensed professional and also holds a Series 65 license. Christopher offers investment advice and portfolio management services for individuals and businesses, as well as financial planning and pension consulting. Christopher is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/16/2020 - Present
LPL Financial LLC (PARAMUS NJ)
NJ
10/23/2009 - 12/08/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LEE NJ)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LEE NJ)
NY
04/27/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/03/1997 - 06/05/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
04/19/1996 - 07/05/1996
SMITH BARNEY INC. (NEW YORK NY)
NJ
11/09/1995 - 04/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
03/08/1995 - 04/12/1995
DICKINSON & CO. (DES MOINES IA)
IA
Issued 05/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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