Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Brooks is a financial advisor with Cetera Investment Services LLC. Christopher has been in the industry since 1998 and has a broad range of experience, including working with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. He has a strong commitment to providing personalized financial advice to his clients and helping them reach their financial goals. Christopher is also a registered representative in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
03/09/2022 - Present
Cetera Investment Services LLC (BIRMINGHAM AL)
AL
05/16/2013 - 06/02/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
04/17/2002 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
AL
11/24/1997 - 04/23/2002
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
GA
06/30/1995 - 12/31/1995
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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