linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher Colin Thomas

Barings Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher Colin Thomas

Christopher Colin Thomas is a registered representative of Barings Securities LLC. Christopher is located in Charlotte, North Carolina and has been in the securities industry since May 6, 2019. Christopher is licensed to conduct business in the state of North Carolina.

Firm Information

Christopher Thomas is currently registered with Barings Securities LLC. Barings Securities LLC, established in 2011, is a Limited Liability Company headquartered in the United States. The firm is registered with the SEC and holds licenses in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Thomas’s Registration & Firm History

NC

05/07/2019 - Present

Barings Securities LLC (CHARLOTTE NC)

Not sure if Christopher Colin Thomas is right for you?

Licenses & Designations

BC

Issued 05/07/2019

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Colin Thomas.
Not sure if Christopher Colin Thomas is right for you?