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Christopher Claiborne Dewey

Ceros Financial Services, Inc.

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About Christopher Claiborne Dewey

Christopher Dewey is a financial advisor with over 35 years of experience in the industry. Christopher has held various roles at several firms, including Jefferies & Company, Inc., National Securities Corporation, and A.G.P. / ALLIANCE GLOBAL PARTNERS. Christopher is currently registered with Ceros Financial Services, Inc. and holds Series 7, Series 24, and Series 63 licenses.

Firm Information

Christopher Dewey is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Dewey’s Registration & Firm History

MD

06/07/2019 - Present

Ceros Financial Services, Inc. (ROCKVILLE MD)

FL

08/17/2018 - 12/07/2018

A.G.P. / ALLIANCE GLOBAL PARTNERS (Miami FL)

NY

05/22/2013 - 07/05/2016

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

01/16/2007 - 04/26/2011

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

05/02/1994 - 01/08/2007

JEFFERIES & COMPANY, INC. (SHORT HILLS NJ)

NY

06/18/2001 - 11/01/2004

BONDS DIRECT SECURITIES LLC (NEW YORK NY)

NJ

05/20/1992 - 05/03/1994

MERRION GROUP, L.P. (CRANFORD NJ)

NA

10/26/1990 - 06/08/1992

SCULLY BROTHERS & FOSS

NY

02/06/1980 - 09/04/1990

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Claiborne Dewey.
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