Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Chen is a financial advisor with J.P. MORGAN SECURITIES LLC. Christopher has been in the financial industry for over 12 years, and has held previous roles with WELLS FARGO ADVISORS, LLC, THE GMS GROUP, LLC, and UBS FINANCIAL SERVICES INC. Christopher is a Series 66, Series 24, Series 3, and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/02/2021 - Present
J.p. Morgan Securities LLC (New York NY)
CT
09/17/2013 - 09/25/2013
WELLS FARGO ADVISORS, LLC (OLD GREENWICH CT)
NJ
07/18/2011 - 09/27/2011
THE GMS GROUP, LLC (JERSEY CITY NJ)
NY
03/28/2008 - 08/07/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/04/2007 - 03/31/2008
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/16/2007 - 05/24/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 7/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/21/2012
Series 3 - National Commodity Futures Examination
BC
Issued 4/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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