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Christopher Charlton Graham

Nationwide Fund Distributors LLC

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About Christopher Charlton Graham

Christopher Charlton Graham is a registered representative with Nationwide Fund Distributors LLC. Christopher has been in the financial services industry since 2003. Christopher holds a Series 65 (Uniform Investment Adviser Law Examination), Series 63 (Uniform Securities Agent State Law Examination), Series 7TO (General Securities Representative Examination), SIE (Securities Industry Essentials Examination), Series 31 (Futures Managed Funds Examination) and Series 7 (General Securities Representative Examination). Christopher was previously registered with CITIGROUP GLOBAL MARKETS INC.

Firm Information

Christopher Graham is currently registered with Nationwide Fund Distributors LLC. Nationwide Fund Distributors LLC is a Limited Liability Company formed on April 29, 2007. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Graham’s Registration & Firm History

OH

12/23/2019 - Present

Nationwide Fund Distributors LLC (Columbus OH)

NY

03/24/2003 - 11/12/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/02/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/18/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/22/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 03/20/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Charlton Graham.
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