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Christopher Charles Wood

Southstate|duncanwilliams Securities Corp.

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About Christopher Charles Wood

Christopher Wood is a financial advisor with Southstate|duncanwilliams Securities Corp. Christopher has been in the industry since April 12, 2001 and holds a Series 4, 7, 52TO, and Series 63 license. Christopher is registered with the following states: Connecticut, Delaware, Illinois, Massachusetts, New Hampshire, New York, Pennsylvania, Tennessee, and Texas. Prior to Southstate|duncanwilliams Securities Corp., Christopher worked at Alamo Capital, ICE BONDS SECURITIES CORPORATION, TMC BONDS L.L.C., MUNICIPAL PARTNERS, LLC, and ING BARINGS LLC.

Firm Information

Christopher Wood is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Wood’s Registration & Firm History

TN

10/31/2023 - Present

Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)

CA

05/09/2023 - 10/20/2023

ALAMO CAPITAL (WALNUT CREEK CA)

NY

06/01/2020 - 06/07/2022

ICE BONDS SECURITIES CORPORATION (New York NY)

NY

04/03/2006 - 06/03/2020

TMC BONDS L.L.C. (New York NY)

NY

06/30/2003 - 03/20/2006

MUNICIPAL PARTNERS, LLC (NEW YORK NY)

NY

06/16/1997 - 08/24/2000

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/22/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2000

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Charles Wood.
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