Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Charles Pope is a financial advisor with over 30 years of experience in the industry. Christopher has a strong background in securities and investment advisory services, having worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Inc., Banc of America Investment Services, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc., Marketing One Securities, Inc., Banca IMI Securities Corp., MONY Securities Corp., and The Mutual Life Insurance Company of New York. Christopher has Series 6, 7, 10, 24, 63, and SIE licenses. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NC
05/07/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 03/21/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OR
06/07/1994 - 01/01/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
02/03/1992 - 05/03/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
OR
08/23/1991 - 02/07/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
12/04/1989 - 09/20/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
12/04/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 01/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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