Unclaimed
Christopher Charles Morrison is a financial advisor with over 20 years of experience in the industry. Christopher Morrison is currently registered with Neuberger Berman BD LLC and is located in New York, NY. Christopher Morrison was previously registered with J.P. Morgan Securities Inc., HVB Capital Markets, Inc. and Waterhouse Securities, Inc. Christopher Morrison holds Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/19/2010 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/01/2008 - 04/29/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/24/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/12/1999 - 03/31/2003
HVB CAPITAL MARKETS, INC. (NEW YORK NY)
NE
12/06/1996 - 08/08/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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