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Christopher Charles Laffey

Alexander Capital, LP

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About Christopher Charles Laffey

Christopher Charles Laffey is a financial advisor with over 40 years of experience in the securities industry. Christopher is currently registered with Alexander Capital, LP, and is licensed in 28 states. Christopher holds the Series 7, Series 63 and SIE licenses. Christopher's previous experience includes working with Ladenburg Thalmann & Co. Inc., Gilford Securities Incorporated, H.C. Wainwright & Co., Inc., Legg Mason Wood Walker, Incorporated, Wertheim Schroder & Co. Incorporated, Tucker Anthony Incorporated, Paine, Webber, Jackson & Curtis Inc., and Blyth Eastman Dillon & Co. Incorporated.

Firm Information

Christopher Laffey is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Laffey’s Registration & Firm History

NJ

12/16/2015 - Present

Alexander Capital, LP (RED BANK NJ)

NJ

10/13/2015 - 12/16/2015

LADENBURG THALMANN & CO. INC. (MORRISTOWN NJ)

NJ

11/15/2001 - 10/15/2015

GILFORD SECURITIES INCORPORATED (MORRISTOWN NJ)

NY

06/26/2001 - 10/30/2001

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

MD

03/01/1995 - 06/25/2001

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

06/10/1992 - 03/08/1995

WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)

MA

09/02/1983 - 05/27/1992

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NA

01/31/1980 - 09/23/1983

PAINE, WEBBER, JACKSON & CURTIS INC.

NA

01/02/1980 - 01/31/1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

NA

11/27/1978 - 01/31/1980

BLYTH EASTMAN DILLON & CO. INCORPORATED

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Licenses & Designations

BC

Issued 12/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Christopher Charles Laffey. Review regulatory record here.
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