Unclaimed
Christopher Labella is a financial advisor with over 24 years of experience in the industry. Christopher has a wide range of experience, having worked at firms like AEGIS CAPITAL CORP. and FLEET SECURITIES, INC. Christopher currently works at Broadridge Business Process Outsourcing, LLC and is licensed to provide services in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/15/2023 - Present
Broadridge Business Process Outsourcing, LLC (EDGEWOOD NY)
NY
05/03/2001 - 01/31/2023
AEGIS CAPITAL CORP. (MELVILLE NY)
TX
01/05/1998 - 03/16/2001
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 11/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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