Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Keen is a financial advisor at LPL Financial LLC, working in the Indianapolis, IN area. Christopher has been in the financial industry since April 3, 1996. Christopher has experience at a variety of firms, including Raymond James & Associates, Inc., ING Financial Advisors, LLC, American United Life Insurance Company, AUL Equity Sales Corp., and MML Investors Services, Inc. Christopher holds several licenses and certifications, including Series 6, 7, 31, 63, and 66, and is registered to conduct business in Alabama, Florida, Idaho, Illinois, Indiana, Kentucky, Michigan, Missouri, Nevada, New Mexico, Ohio, South Carolina, Tennessee, Texas, and Wisconsin. Christopher's areas of expertise include insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
11/29/2022 - Present
LPL Financial LLC (INDIANAPOLIS IN)
IN
05/30/2008 - 09/05/2014
RAYMOND JAMES & ASSOCIATES, INC. (CARMEL IN)
IN
08/19/1999 - 03/18/2008
ING FINANCIAL ADVISERS, LLC (INDIANAPOLIS IN)
IN
01/21/1999 - 07/16/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
01/21/1999 - 07/16/1999
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
MA
11/02/1998 - 12/10/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IN
11/08/1995 - 10/30/1998
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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