Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hughes is a financial advisor with over 17 years of experience in the financial services industry. Christopher is currently registered with Wells Fargo Clearing Services, LLC and previously held positions with J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Christopher is also a Series 6, 7, 9, 10, 23, 63 and 66 licensed professional. Christopher holds a strong track record of providing investment advice and financial planning services to individuals, corporations, and institutions. Christopher is committed to building long-term relationships with clients and providing them with the personalized attention they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2023 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
05/17/2012 - 07/17/2020
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
10/01/2008 - 04/05/2012
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
12/13/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (AUSTIN TX)
IL
11/17/1999 - 10/13/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 02/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 08/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/22/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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