Unclaimed
Christopher Charles Holland is a financial professional with over 27 years of experience in the financial services industry. Christopher currently works for MML Investors Services, LLC, as a Registered Representative, where he has been employed since March 2017. Prior to that, he held positions at several firms including MSI Financial Services, Inc., EchoTrade LLC, Access Securities, LLC, Weeden & Co. L.P., CF Global Trading, LLC, Bear, Stearns & Co. Inc., First New York Securities L.L.C., Deutsche Bank Securities Inc., ABN AMRO Incorporated, The Chicago Corporation, and Smith Barney Inc.. Christopher is registered with the state of Connecticut. Christopher holds several licenses including Series 7, Series 24, Series 55, Series 63, Series 66, Series 86, and Series 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
03/25/2017 - Present
MML Investors Services, LLC (STAMFORD CT)
CT
11/22/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (STAMFORD CT)
AZ
03/30/2012 - 07/09/2013
ECHOTRADE LLC (PHOENIX AZ)
CT
06/02/2010 - 01/04/2011
ACCESS SECURITIES, LLC (STAMFORD CT)
CT
01/09/2008 - 04/14/2010
WEEDEN & CO.L.P. (GREENWICH CT)
CT
02/28/2006 - 01/02/2008
CF GLOBAL TRADING, LLC (NORWALK CT)
NY
08/17/2004 - 02/24/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/05/2003 - 04/06/2004
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
04/24/2001 - 06/11/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
04/02/1997 - 04/11/2001
ABN AMRO INCORPORATED (STAMFORD CT)
IL
05/12/1997 - 09/09/1997
THE CHICAGO CORPORATION (CHICAGO IL)
NA
02/25/1997 - 03/19/1997
ABN AMRO CHICAGO CORPORATION
NY
06/24/1994 - 03/06/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
08/18/1992 - 11/30/1993
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
BOTH
Issued 06/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/14/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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