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Christopher Charles Fox

Pruco Securities, LLC

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About Christopher Charles Fox

Christopher Fox is a financial advisor with Pruco Securities, LLC. Christopher has been in the financial services industry since 2010. Christopher is registered with FINRA and licensed in multiple states. Christopher has a broad range of experience in the financial services industry and is dedicated to helping clients achieve their financial goals.

Firm Information

Christopher Fox is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Christopher Fox’s Registration & Firm History

CO

03/16/2023 - Present

Pruco Securities, LLC (ENGLEWOOD CO)

CO

02/09/2021 - 03/03/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

MO

09/03/2020 - 01/27/2021

PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)

CO

05/04/2018 - 03/02/2020

RBC CAPITAL MARKETS, LLC (DENVER CO)

NE

11/12/2015 - 10/27/2017

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

CO

02/04/2013 - 09/15/2015

CURIAN CLEARING, LLC (DENVER CO)

CO

10/07/2011 - 01/11/2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

GA

07/16/2009 - 09/27/2011

PACIFIC SELECT DISTRIBUTORS, INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 11/26/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/29/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/07/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2018

Series 7 - General Securities Representative Examination

BC

Issued 07/15/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Charles Fox.
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