Unclaimed
Christopher Charles Ewald is a registered representative with Two Sigma Securities, LLC. Christopher has been in the securities industry since December 26, 2010 and is currently registered in New York. Christopher holds Series 7, 24, 55, 57TO, 63, 99TO, and SIE licenses. Previous employers include ARXIS SECURITIES LLC, AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC and AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
10/25/2017 - Present
TWO Sigma Securities, LLC (Charleston SC)
NY
11/25/2015 - 06/13/2017
ARXIS SECURITIES LLC (NEW YORK NY)
SC
08/11/2010 - 11/19/2015
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
SC
08/11/2010 - 11/08/2012
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (MT. PLEASANT SC)
BC
Issued 09/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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