Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Dods is a securities professional with over 6 years of experience in the industry. Christopher is currently registered with Scotia Capital (usa) Inc. and is licensed in all 50 states. Christopher has previously worked at Deutsche Bank Securities Inc. and NatWest Markets Securities Inc. Christopher holds Series 63, Series 7, Series 79, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
04/23/2019 - 05/23/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
03/09/2016 - 01/31/2019
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 03/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Dods is the right advisor for you? Invested Better is here to help.
