Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Crotty has been in the financial services industry since November 1999. Christopher is currently registered with Elequin Securities LLC. Previously, Christopher was employed at TJM Investments, LLC, MND Partners, Inc., Farina & Associates, Inc., and Cuttone & Co., Inc. Christopher holds the following licenses: Series 7, Series 24, Series 25, Series 57TO, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2022 - Present
Elequin Securities LLC (New York NY)
IL
03/27/2013 - 06/08/2022
TJM INVESTMENTS, LLC (CHICAGO IL)
NY
02/17/2010 - 04/05/2013
MND PARTNERS, INC. (NEW YORK NY)
NY
03/10/2004 - 02/19/2010
FARINA & ASSOCIATES, INC. (NEW YORK NY)
NY
11/11/1999 - 03/09/2004
CUTTONE & CO., INC. (NEW YORK NY)
BC
Issued 11/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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