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Christopher Charles Carey

KKR Capital Markets LLC

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About Christopher Charles Carey

Christopher Carey is a financial professional who is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the securities industry for over two years. Christopher is currently employed by KKR Capital Markets LLC and is located in New York, NY. Christopher has Series 7TO and Series 63 licenses.

Firm Information

Christopher Carey is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Carey’s Registration & Firm History

NY

08/08/2024 - Present

KKR Capital Markets LLC (New York NY)

MA

02/23/2022 - 07/17/2024

RBC CAPITAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 04/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Charles Carey.
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