Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Barnett is a financial advisor who has been in the industry since December 1997. Christopher is currently registered with Alps Distributors, Inc. and has been with them since July 2010. Previously, Christopher has worked with several firms including PFPC Distributors, Inc., Professional Funds Distributor, LLC, and Forum Financial Services, Inc. Christopher has passed the Series 63, Series 7, and SIE exams. Christopher has also been registered to offer financial services in all 50 states, District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/01/2010 - Present
Alps Distributors, Inc. (Stamford CT)
NY
01/12/2006 - 06/30/2010
PFPC DISTRIBUTORS, INC. (NEW YORK NY)
ME
01/25/2005 - 01/03/2006
PROFESSIONAL FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
01/02/2001 - 12/31/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
08/24/1999 - 01/02/2001
PROVIDENT DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
ME
10/20/1997 - 07/27/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
BC
Issued 09/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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