Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Chadwell Nelson is a financial advisor in Lone Tree, Colorado. Christopher Nelson has been in the financial services industry since August 23, 2000. Christopher Nelson is currently registered with Charles Schwab & CO., Inc. and has been registered with this firm since April 8, 2021. Previously, Christopher Nelson was registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, Transamerica Capital, Inc., Principal Securities, Inc., and Teachers Personal Investors Services, Inc. Christopher Nelson holds the following securities licenses: Series 6, Series 7, Series 24, Series 63, and Series 66. Christopher Nelson has passed the Securities Industry Essentials (SIE) exam. Christopher Nelson is a registered Investment Advisor Representative in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
04/08/2021 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
08/28/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
09/26/2017 - 08/22/2018
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
01/20/2016 - 02/13/2017
PRINCIPAL SECURITIES, INC. (DENVER CO)
CO
01/01/2004 - 10/16/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NY
05/13/1999 - 01/01/2004
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
BOTH
Issued 06/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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