Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Soileau has been in the financial industry since 2005. Christopher is a registered representative and investment advisor representative. Christopher works at Charles Schwab & CO., Inc. in Lafayette, Louisiana. Christopher has been with the firm since December 2023. Christopher also holds licenses and registrations in other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
LA
01/09/2024 - Present
Charles Schwab & CO., Inc. (Lafayette LA)
LA
01/07/2019 - 10/18/2023
CETERA ADVISORS LLC (BATON ROUGE LA)
LA
02/16/2018 - 11/30/2018
CETERA INVESTMENT SERVICES LLC (LAFAYETTE LA)
LA
07/20/2012 - 10/05/2017
HANCOCK INVESTMENT SERVICES, INC. (BAKER LA)
LA
12/21/2011 - 07/27/2012
CHASE INVESTMENT SERVICES CORP. (BROUSSARD LA)
LA
03/24/2010 - 11/21/2011
PRUCO SECURITIES, LLC. (LAFAYETTE LA)
AR
11/07/2007 - 03/11/2010
ESSEX NATIONAL SECURITIES, INC. (JONESBORO AR)
LA
02/28/2006 - 11/08/2007
PROEQUITIES, INC. (LAFAYETTE LA)
MA
06/11/2004 - 09/21/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/11/2004 - 09/21/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 10/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/20/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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