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Christopher Castellanos

Northwestern Mutual Investment Services, LLC

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About Christopher Castellanos

Christopher Castellanos is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Northwestern Mutual Investment Services, LLC and holds Series 6, 7, and 63 licenses. Christopher has previously been registered with RBC CAPITAL MARKETS, LLC, TUCKER ANTHONY INCORPORATED, AXA ADVISORS, LLC and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Christopher is licensed in 12 states and has a proven track record of success in providing financial advice to a wide range of clients.

Firm Information

Christopher Castellanos is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Castellanos’s Registration & Firm History

CT

01/06/2022 - Present

Northwestern Mutual Investment Services, LLC (Norwalk CT)

CT

03/09/2002 - 07/29/2021

RBC CAPITAL MARKETS, LLC (STAMFORD CT)

MA

04/07/2000 - 03/09/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

05/04/1999 - 03/13/2000

AXA ADVISORS, LLC (NEW YORK NY)

NY

05/04/1999 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/03/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Castellanos.
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