Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Caspian Aruffo is a financial advisor registered with Wells Fargo Clearing Services, LLC. Christopher has been in the industry since December 13, 2014. Christopher is licensed to provide investment advice and securities services in many states, including California, Texas and others. Christopher has experience with various investment products and services including financial planning, portfolio management for individuals and businesses and investment consulting services to institutional clients. Christopher has previous work experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/28/2019 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
IL
10/24/2017 - 06/17/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
MO
09/29/2000 - 08/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 11/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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