Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher Carmen Catale

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher Carmen Catale

Christopher Carmen Catale is a financial advisor currently registered with Cetera Investment Services LLC. Christopher has been in the financial industry since 2008. Christopher has passed the Series 6, Series 63, and SIE exams. Christopher was previously registered with The Huntington Investment Company and W&S Brokerage Services, Inc.

Firm Information

Christopher Catale is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Catale’s Registration & Firm History

PA

02/17/2023 - Present

Cetera Investment Services LLC (WEST MIDDLESEX PA)

PA

08/29/2011 - 03/04/2021

THE HUNTINGTON INVESTMENT COMPANY (HERMITAGE PA)

PA

09/10/2009 - 07/19/2011

W&S BROKERAGE SERVICES, INC. (HERMITAGE PA)

PA

03/11/2008 - 12/11/2008

W&S BROKERAGE SERVICES, INC. (HERMITAGE PA)

Not sure if Christopher Carmen Catale is right for you?

Licenses & Designations

BC

Issued 05/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Carmen Catale.
Not sure if Christopher Carmen Catale is right for you?