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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Auwarter is a financial advisor with Raymond James Financial Services Advisors, Inc. Christopher has been in the industry since 2000 and has experience in providing financial planning, pension consulting, and educational seminars to a variety of clients, including individuals, businesses, and charitable organizations. Prior to joining Raymond James Financial Services Advisors, Inc., Christopher worked at Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
01/28/2019 - Present
Raymond James Financial Services Advisors, Inc. (St. Louis Park MN)
MN
03/13/2014 - 02/01/2019
WELLS FARGO CLEARING SERVICES, LLC (BLOOMINGTON MN)
MN
01/13/2012 - 03/10/2014
MORGAN STANLEY (MINNEAPOLIS MN)
MN
01/03/2011 - 01/03/2012
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
12/18/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
01/28/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
Issued 07/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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