Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rogers has been a registered representative for over 20 years. Christopher is currently registered with Fidelity Personal and Workplace Advisors as a Registered Representative. Christopher also holds a Series 66 license and has passed the Series 7, Series 9, Series 10, Series 31, and SIE exams. Prior to working at Fidelity Personal and Workplace Advisors, Christopher worked at MORGAN STANLEY DW INC. Christopher has an active broker-dealer and investment advisor scope of registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/28/2024 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NY
08/30/2002 - 11/11/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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