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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Caposey is an investment advisor representative at Edelman Financial Engines. Christopher has been in the financial services industry since 2011. Christopher has experience working at Vanguard Marketing Corporation, Charles Schwab & Co., Inc., Wells Fargo Advisors, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Christopher holds the Series 6, 7, 63, and 65 licenses. Christopher specializes in financial planning, portfolio management for individuals, and portfolio management for businesses. Christopher has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
AZ
02/27/2020 - Present
Edelman Financial Engines (PHOENIX AZ)
AZ
06/05/2014 - 03/20/2017
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
07/10/2013 - 05/15/2014
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
12/12/2012 - 06/05/2013
WELLS FARGO ADVISORS, LLC (TEMPE AZ)
IN
10/01/2012 - 10/18/2012
J.P. MORGAN SECURITIES LLC (MUNSTER IN)
IN
08/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MUNSTER IN)
IA
Issued 04/19/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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