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Christopher Carl Andersen

UBS Asset Management (us) Inc.

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About Christopher Carl Andersen

Christopher Andersen is an investment advisor who has been in the industry for 29 years. Christopher is currently registered with UBS Asset Management (us) Inc. in New York, New York. Christopher has a strong track record of success in the financial services industry, and is committed to providing his clients with the highest level of personalized service.

Firm Information

Christopher Andersen is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Andersen’s Registration & Firm History

NY

11/04/2022 - Present

UBS Asset Management (us) Inc. (NEW YORK NY)

NJ

06/13/2012 - 10/04/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

01/01/1998 - 04/05/2012

NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)

NY

08/11/1995 - 03/04/1997

STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)

NY

05/09/1995 - 07/20/1995

VTR CAPITAL, INC. (NEW YORK NY)

NY

06/27/1994 - 05/11/1995

STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)

NA

08/09/1993 - 07/05/1994

J. GREGORY & COMPANY, INC.

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Licenses & Designations

BC

Issued 08/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Christopher Carl Andersen.
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