Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Carey Johnston is a financial advisor with Northwestern Mutual Investment Services, LLC. Christopher has been in the financial services industry since September 2006. Christopher is registered with the Securities and Exchange Commission and is licensed to sell securities in 16 states. Christopher holds Series 6, 7, 63, and 65 licenses and the Securities Industry Essentials (SIE) exam. Christopher is also licensed as an Insurance Agent in the state of Mississippi. Christopher's experience is primarily in the areas of investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MS
04/02/2008 - Present
Northwestern Mutual Investment Services, LLC (Madison MS)
IA
Issued 3/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/7/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 9/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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