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Christopher Caputo

KEY Investment Services LLC

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About Christopher Caputo

Christopher Caputo is a financial advisor at Key Investment Services LLC. Christopher has been in the financial industry for over two years. Christopher is registered with the state of New York. Christopher has passed the Series 63, Series 6TO and SIE exams. Christopher also holds the following specializations: * Financial planning * Portfolio management for individuals

Firm Information

Christopher Caputo is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Caputo’s Registration & Firm History

NY

05/09/2024 - Present

KEY Investment Services LLC (Tarrytown NY)

NY

05/23/2023 - 04/16/2024

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NY

04/15/2022 - 04/08/2023

J.P. MORGAN SECURITIES LLC (HARRISON NY)

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Licenses & Designations

BC

Issued 02/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/04/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Caputo.
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