Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cacace is a financial professional with over 20 years of experience in the securities industry. Christopher is currently registered with Velocity Clearing, LLC and J. Streicher & Co. LLC, where Christopher focuses on providing financial advice and guidance to individual and institutional clients. Christopher has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/24/2020 - Present
Velocity Clearing, LLC (New York NY)
NY
01/19/2019 - 04/13/2020
TRADEZERO AMERICA, INC. (BROOKLYN NY)
NY
05/09/2017 - 12/11/2019
SW FINANCIAL (Melville NY)
NY
03/02/2018 - 05/29/2018
J. STREICHER CAPITAL LLC (NEW YORK NY)
NY
10/06/2016 - 10/20/2016
ROOSEVELT & CROSS, INCORPORATED (NEW YORK NY)
NY
06/20/2014 - 09/30/2016
ROTHSCHILD LIEBERMAN LLC (New York NY)
NY
03/07/2011 - 05/28/2014
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
09/20/2005 - 03/11/2011
COHEN CAPITAL GROUP, LLC (NEW YORK NY)
NY
10/19/2001 - 09/09/2005
LABRANCHE & CO. LLC (NEW YORK NY)
NY
10/01/2000 - 10/24/2001
BOCKLET & COMPANY, LLC (NEW YORK NY)
BC
Issued 03/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/08/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/15/2012
Series 4 - Registered Options Principal Examination
BC
Issued 06/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2004
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/03/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 03/17/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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