Unclaimed
Christopher C. Spencer is a financial advisor with over 20 years of experience in the industry. Christopher has a strong background in securities trading, financial planning, and investment management. Christopher currently works at Osaic Wealth, Inc., a firm specializing in wealth management services for individuals, businesses, and institutional clients. Christopher is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/17/2024 - Present
Osaic Wealth, Inc. (LIVINGSTON NJ)
NJ
03/13/2014 - 09/12/2023
HORNOR, TOWNSEND & KENT, LLC (Saddle Brook NJ)
NJ
03/10/2011 - 03/10/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRFIELD NJ)
NY
12/02/2009 - 06/04/2010
MF GLOBAL INC. (NEW YORK NY)
NY
06/01/2005 - 10/07/2008
GFI SECURITIES LLC (NEW YORK NY)
NY
07/13/2000 - 06/07/2005
MURPHY & DURIEU (NEW YORK NY)
BOTH
Issued 08/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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