Unclaimed
Christopher Pashley is a financial advisor with Morgan Stanley. Christopher has been in the industry since 1995. Christopher is registered to provide investment advice in several states including Florida, Texas and more. Christopher is also registered as a Registered Representative in several states, including Florida and Texas. In addition to Morgan Stanley, Christopher has held past positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Christopher earned the Certified Financial Planner designation. Christopher is an experienced advisor who provides a wide range of services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
11/08/2021 - Present
Morgan Stanley (Winter Park FL)
FL
03/18/2011 - 11/09/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINTER PARK FL)
FL
06/01/2009 - 03/29/2011
MORGAN STANLEY SMITH BARNEY (ORLANDO FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ORLANDO FL)
FL
04/17/2002 - 04/02/2007
MORGAN STANLEY DW INC. (ORLANDO FL)
AL
02/19/2002 - 06/18/2003
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
OH
03/20/1999 - 02/21/2002
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
MA
04/01/1998 - 03/01/1999
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
11/27/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
MA
10/03/1995 - 11/04/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/03/1995 - 11/04/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MI
11/18/1994 - 01/06/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/17/1994
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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