Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hathaway is a financial advisor at LPL Financial LLC. Christopher Hathaway is a Series 7, Series 31, and Series 66 licensed financial professional and has been in the industry since 2001. Christopher Hathaway has worked at a number of firms, including Northwestern Mutual Investment Services, LLC, Wells Fargo Advisors, LLC, UBS Financial Services Inc., and Morgan Stanley & Co., Incorporated. Christopher Hathaway is registered in Alabama, Arizona, Florida, Indiana, Massachusetts, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/28/2023 - Present
LPL Financial LLC (MCKINNEY TX)
TX
09/21/2016 - 10/06/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
08/30/2013 - 08/03/2016
WELLS FARGO ADVISORS, LLC (FRISCO TX)
TX
02/22/2008 - 09/09/2013
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
04/02/2007 - 02/25/2008
MORGAN STANLEY & CO., INCORPORATED (DALLAS TX)
TX
08/10/2001 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
BOTH
Issued 08/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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