Unclaimed
Christopher Campbell is a financial advisor working with Merrill Lynch, Pierce, Fenner & Smith Inc. in the Frisco, Texas office. Christopher has been in the financial services industry since May 2010. Christopher is licensed to offer financial products in 47 states and the District of Columbia, and specializes in providing financial advice to insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Christopher's current registrations include Series 3, Series 7, Series 31, Series 66 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/21/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
05/18/2010 - 10/26/2011
MORGAN STANLEY SMITH BARNEY (PLANO TX)
BOTH
Issued 06/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2014
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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