Unclaimed
Christopher Brown is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with 11 years of experience in the financial services industry. Christopher has Series 7 and Series 66 registrations and has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2014. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Christopher worked as a financial advisor at HARTFIELD, TITUS & DONNELLY, LLC. and also worked at BANCOMER SECURITIES INTERNATIONAL INC.. Christopher specializes in providing investment advice to individuals, businesses, and high-net-worth clients. He is also involved in the advisory board of MAGIC Charities Foundation. Christopher's goal is to help clients reach their financial goals through personalized investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/17/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YARDLEY PA)
NJ
04/29/2013 - 12/02/2013
HARTFIELD, TITUS & DONNELLY, LLC (JERSEY CITY NJ)
NJ
08/24/2012 - 04/24/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
TX
11/18/1994 - 03/27/1995
BANCOMER SECURITIES INTERNATIONAL INC. (HOUSTON TX)
BOTH
Issued 09/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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