Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Griffin is a financial advisor with over 18 years of experience in the financial services industry. Christopher is currently registered with Hilltop Securities Inc. in Memphis, TN and is licensed to sell securities in all 50 states. Christopher has a diverse background in the financial services industry, having worked with firms like Stonex Financial Inc., Cantor Fitzgerald & Co., Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. Christopher is also well-versed in investment banking, municipal securities, and general securities, as evidenced by the exams that Christopher has passed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TN
09/12/2022 - Present
Hilltop Securities Inc. (Memphis TN)
FL
05/09/2022 - 09/02/2022
STONEX FINANCIAL INC. (WINTER PARK FL)
TN
05/02/2018 - 05/05/2022
CANTOR FITZGERALD & CO. (MEMPHIS TN)
TN
04/02/2012 - 05/14/2018
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
06/05/2012 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
04/13/2005 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 04/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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