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Christopher Brian Potter

Pruco Securities, LLC

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About Christopher Brian Potter

Christopher Brian Potter is a financial professional with over 15 years of experience in the industry. Christopher has been registered with Pruco Securities, LLC since January 3, 2013, and previously held positions with Hartford Equity Sales Company Inc. and Hartford Securities Distribution Company, Inc. Christopher has passed numerous examinations including Series 6, Series 26, Series 63 and the SIE exam. Christopher specializes in providing financial services and investment advice to high-net-worth individuals, businesses, and trusts and estates.

Firm Information

Christopher Potter is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Christopher Potter’s Registration & Firm History

NJ

01/03/2013 - Present

Pruco Securities, LLC (NEWARK NJ)

CT

02/15/2011 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

01/01/2009 - 02/11/2011

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

CT

05/09/2006 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)

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Licenses & Designations

BC

Issued 05/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Brian Potter.
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