Unclaimed
Christopher Brian Potter is a financial professional with over 15 years of experience in the industry. Christopher has been registered with Pruco Securities, LLC since January 3, 2013, and previously held positions with Hartford Equity Sales Company Inc. and Hartford Securities Distribution Company, Inc. Christopher has passed numerous examinations including Series 6, Series 26, Series 63 and the SIE exam. Christopher specializes in providing financial services and investment advice to high-net-worth individuals, businesses, and trusts and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
01/03/2013 - Present
Pruco Securities, LLC (NEWARK NJ)
CT
02/15/2011 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
01/01/2009 - 02/11/2011
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
05/09/2006 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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