Unclaimed
Christopher Pelley is a financial advisor with Apollon Wealth Management, LLC. Christopher has been in the financial services industry since 1982. He is licensed to provide investment advice in many states across the US. He is also a Registered Representative with FINRA. Christopher has extensive experience in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Christopher’s work has earned him a reputation for being a trusted advisor who puts his clients’ needs first. His primary focus is on helping his clients achieve their financial goals, whether it be planning for retirement, saving for college, or protecting their assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/13/2021 - Present
Apollon Wealth Management, LLC (GREENWOOD VILLAGE CO)
CO
05/20/2016 - 12/14/2021
MOLONEY SECURITIES CO., INC. (Greenwood Village CO)
CO
10/27/2014 - 06/02/2016
RBC CAPITAL MARKETS, LLC (GREENWOOD VILLAGE CO)
CO
05/10/2010 - 11/07/2014
FIRST ALLIED SECURITIES, INC. (DENVER CO)
CO
09/11/2002 - 05/24/2010
SECURITIES SERVICE NETWORK, INC. (DENVER CO)
NE
02/13/1995 - 09/06/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
SC
03/31/1993 - 02/17/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
01/12/1993 - 04/02/1993
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CO
08/03/1992 - 01/22/1993
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MN
03/18/1991 - 07/27/1992
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NY
09/18/1989 - 04/01/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
GA
10/28/1987 - 08/08/1989
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
12/05/1985 - 10/27/1987
CONSOLIDATED INVESTMENT SERVICES, INC.
NA
12/06/1983 - 12/23/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/15/1983 - 12/20/1983
FINANCIAL PLANNERS EQUITY CORPORATION
NA
11/26/1981 - 09/17/1982
MANEQUITY, INC.
IA
Issued 11/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/17/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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