Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Pease is a financial advisor with over 30 years of experience in the industry. He is currently registered with MMC Securities LLC and has been with the firm since January 2003. Christopher holds a variety of licenses and certifications including Series 7, Series 6, Series 26, Series 63 and the SIE. He is licensed in 27 states. Before joining MMC Securities LLC, Christopher Pease was with McDonald Investments Inc. and EQ Financial Consultants, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/08/2003 - Present
MMC Securities LLC (CLEVELAND OH)
OH
08/05/1997 - 12/20/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
03/06/1989 - 08/04/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
03/06/1989 - 08/04/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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