Unclaimed
Christopher Brian Daughtry is a financial advisor with Stifel, Nicolaus & Company, Inc., registered with FINRA and licensed with the state of North Carolina. Christopher has over 29 years of experience in the financial services industry. Christopher has a broad range of experience, having worked for firms such as RBC Capital Markets, LLC and Ferris, Baker Watts, LLC. Christopher specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/04/2013 - Present
Stifel, Nicolaus & Company, Inc. (WILMINGTON NC)
NC
03/13/2009 - 03/22/2013
RBC CAPITAL MARKETS, LLC (WILMINGTON NC)
NC
06/19/2001 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WILMINGTON NC)
NC
01/21/1998 - 06/27/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/24/1994 - 11/05/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 03/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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