Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Brent Vaughan has over 30 years of experience in the financial services industry. Christopher Vaughan is currently registered with Cadaret, Grant & CO., Inc. Previously, Christopher Vaughan was registered with 1st Global Capital Corp., NYLIFE Securities Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and Mutual of Omaha Fund Management Company. Christopher Vaughan is a licensed investment advisor representative in Minnesota, New York and Texas. Christopher Vaughan holds the Series 6, 7, 63, and 65 securities licenses. Christopher Vaughan also holds the SIE exam. Christopher Vaughan's expertise includes providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/22/2023 - Present
Cadaret, Grant & CO., Inc. (Penn Yan NY)
NY
01/26/2006 - 12/18/2007
1ST GLOBAL CAPITAL CORP. (KEUKA PARK NY)
NY
03/03/2004 - 02/07/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
04/29/1988 - 02/03/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/29/1988 - 02/03/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
11/30/1987 - 04/14/1988
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
IA
Issued 03/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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