Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Brent Sullivan is a registered representative with GWN Securities Inc. and has been in the securities industry since August 25, 1984. Christopher Brent Sullivan is licensed to offer securities in California. Prior to joining GWN Securities Inc., Christopher Brent Sullivan was registered with TRANSAMERICA FINANCIAL ADVISORS, INC in Ventura, California, LOCUST STREET SECURITIES, INC. in Des Moines, Iowa, FINANCIAL WEST GROUP in Reno, Nevada, and FINANCIAL WEST INVESTMENT GROUP. Christopher Brent Sullivan's current office is located at 11440 NORTH JOG ROAD in PALM BEACH GARDENS, Florida. Christopher Brent Sullivan has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Christopher Brent Sullivan specializes in providing financial planning, portfolio management for individuals, and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
01/04/2010 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
CA
09/04/2009 - 12/31/2009
TRANSAMERICA FINANCIAL ADVISORS, INC (VENTURA CA)
CA
09/15/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (VENTURA CA)
IA
10/16/1998 - 09/25/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NV
04/30/1991 - 10/15/1998
FINANCIAL WEST GROUP (RENO NV)
NA
06/16/1988 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
09/22/1986 - 06/22/1988
SENTRA SECURITIES CORPORATION
NA
08/21/1984 - 09/19/1986
TRAVELERS EQUITIES SALES, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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