Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Brendan Hayes is a financial advisor with Raymond James & Associates, Inc. Christopher has been in the industry since 1998 and has a wide range of experience. Christopher holds the Series 63, Series 7 and SIE licenses and is registered in 44 states. Christopher specializes in providing a variety of financial services to individuals, businesses and institutions, including financial planning, portfolio management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/01/2012 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
FL
04/14/2009 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (CORAL GABLES FL)
NY
02/18/1989 - 02/18/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/18/1989 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
02/18/1989 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 04/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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