Unclaimed
Christopher Brandon Kane is a financial advisor who has been in the industry since 2010. Christopher is currently registered with Ceros Financial Services, Inc., which is a firm with a Broker-Dealer (BC) scope of registration. Previously, Christopher worked at National Securities Corporation, Laidlaw & Company (UK) LTD. and HFP Capital Markets LLC. Christopher has a Series 63, Series 7 and SIE license. Christopher is registered in 47 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/11/2022 - Present
Ceros Financial Services, Inc. (South Norwalk CT)
FL
01/19/2016 - 02/04/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CT
02/01/2011 - 02/11/2016
LAIDLAW & COMPANY (UK) LTD. (STAMFORD CT)
NY
11/23/2010 - 02/10/2011
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 12/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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