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Christopher Brandon Kane

Ceros Financial Services, Inc.

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About Christopher Brandon Kane

Christopher Brandon Kane is a financial advisor who has been in the industry since 2010. Christopher is currently registered with Ceros Financial Services, Inc., which is a firm with a Broker-Dealer (BC) scope of registration. Previously, Christopher worked at National Securities Corporation, Laidlaw & Company (UK) LTD. and HFP Capital Markets LLC. Christopher has a Series 63, Series 7 and SIE license. Christopher is registered in 47 states.

Firm Information

Christopher Kane is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Kane’s Registration & Firm History

CT

01/11/2022 - Present

Ceros Financial Services, Inc. (South Norwalk CT)

FL

01/19/2016 - 02/04/2022

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

CT

02/01/2011 - 02/11/2016

LAIDLAW & COMPANY (UK) LTD. (STAMFORD CT)

NY

11/23/2010 - 02/10/2011

HFP CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christopher Brandon Kane. Review regulatory record here.
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