Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Montgomery is a financial advisor with Moelis & Co. LLC, located in SAN FRANCISCO, CA. Christopher has been in the securities industry since September 17, 2007. Prior to joining Moelis & Co. LLC, Christopher was employed by SVB SECURITIES LLC, UBS SECURITIES LLC, and JEFFERIES LLC. Christopher holds the Series 63, Series 24, Series 79TO, SIE, and Series 7 licenses. Christopher is registered to provide securities-related services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/27/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
08/16/2021 - 04/27/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
02/22/2016 - 09/08/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
09/17/2007 - 02/24/2016
JEFFERIES LLC (FOSTER CITY CA)
BC
Issued 09/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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