Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bottoni is a financial professional with over 16 years of experience in the industry. Christopher is currently registered with Mizuho Securities USA LLC as a General Securities Principal. Prior to that, Christopher was with BARCLAYS CAPITAL INC. Christopher holds the Series 7, Series 24, Series 52TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2014 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/08/2006 - 06/20/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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